Homepage Pennsylvania Instant Check System Form

Common mistakes

When filling out the Pennsylvania Instant Check System (PICS) form, individuals often make mistakes that can lead to delays or denials. One common error is failing to provide legible information. The instructions specify that the form should be typed or printed clearly. If the handwriting is difficult to read, it may result in the application being returned.

Another mistake involves incomplete answers. Each section of the form requires specific information. Omitting details, such as the date of birth or social security number, can hinder the processing of the challenge. It is essential to ensure that all fields are filled out accurately.

Some applicants neglect to sign and date the form. The instructions clearly state that a signature and date are mandatory on the final page. If this requirement is not met, the submission will be considered incomplete and returned.

Providing incorrect or outdated information is another frequent error. For instance, listing an old address or failing to update personal identification numbers can lead to misidentification. This can complicate the background check process and may result in a denial.

Individuals often misunderstand the implications of their criminal history. Even old arrests can affect eligibility. Many applicants are unaware that a conviction, regardless of how long ago it occurred, can still disqualify them from obtaining a firearm.

Some people fail to provide additional documentation that could support their challenge. Including relevant information, such as court dispositions or proof of rehabilitation, can help expedite the review process. Without this supporting documentation, the challenge may take longer to resolve.

Misunderstanding the type of background check is also a common issue. Applicants must check the appropriate box indicating the reason for the challenge. Failing to do so can lead to confusion and delays in processing.

Another mistake involves not providing contact information accurately. If the phone numbers listed are incorrect or outdated, it can impede communication regarding the challenge. It is crucial to ensure that current contact details are included.

Lastly, individuals sometimes overlook the 30-day deadline for submitting a challenge after a denial. If the form is not sent within this timeframe, the opportunity to contest the decision may be lost. Adhering to deadlines is essential for a successful challenge.

Dos and Don'ts

When filling out the Pennsylvania Instant Check System form, it is essential to follow specific guidelines to ensure your application is processed correctly. Here are seven things to do and avoid:

  • Do type or print clearly using blue or black ink.
  • Do ensure that all information is legible and complete before submission.
  • Do sign and date the form on the designated page.
  • Do provide additional information that may help expedite your challenge.
  • Don't submit a challenge without including all required pages (1 through 4).
  • Don't use faxed copies; only original submissions will be accepted.
  • Don't provide false information, as this may lead to penalties.

Similar forms

The Pennsylvania Instant Check System (PICS) form shares similarities with the National Instant Criminal Background Check System (NICS) form. Both documents are utilized to conduct background checks on individuals seeking to purchase firearms. The NICS form, like the PICS form, requires personal information, including identifying details and any criminal history. Additionally, both systems aim to ensure that individuals prohibited from owning firearms due to legal restrictions are identified before a sale is completed. The challenge process for disputing a denial is also present in both systems, allowing individuals the opportunity to contest decisions made against them.

Another document that resembles the PICS form is the Federal Bureau of Investigation (FBI) Criminal Background Check form. This form is often used for various purposes, including employment and licensing, and it also collects personal information along with details regarding any criminal history. Similar to the PICS form, individuals can challenge the findings of their background checks, ensuring that errors can be rectified. Both forms emphasize the importance of accurate information to protect individuals' rights while maintaining public safety.

The Concealed Carry Permit Application is another document that parallels the PICS form. This application is required for individuals seeking a permit to carry a concealed weapon. Like the PICS form, it involves a thorough background check to assess the applicant's eligibility. Both documents require the applicant to disclose personal information, including any past criminal convictions, mental health issues, or other disqualifying factors. The goal of both forms is to ensure that only eligible individuals are permitted to carry firearms in public settings.

Understanding the nuances of legal documents is essential for ensuring compliance and transparency in transactions. For example, when dealing with the sale of trailers, the New York Trailer Bill of Sale serves as a crucial legal instrument that outlines the details of ownership transfer. This document delineates the identities of both the buyer and seller, a description of the trailer, and the agreed sale price, thereby safeguarding the interests of both parties. To assist those needing a structured format, resources such as PDF Document Service can provide necessary templates and guidance for proper document completion.

Similarly, the ATF Form 4473 is used during the purchase of firearms from licensed dealers. This form collects information about the buyer and includes questions regarding criminal history and mental health status. Like the PICS form, the ATF Form 4473 is designed to prevent prohibited individuals from acquiring firearms. The completion of this form is a crucial step in the firearm purchase process, and any discrepancies can lead to a denial, which can then be challenged by the applicant.

The Application for a Firearms License is another document that bears resemblance to the PICS form. This application is used by individuals seeking to obtain a license to purchase or carry firearms. Both documents require detailed personal information and a background check to determine eligibility. The licensing process includes an opportunity for applicants to address any issues that may arise during the background check, similar to the challenge process outlined in the PICS form.

Lastly, the Mental Health Certification form is akin to the PICS form in that it assesses an individual's mental health history concerning firearm ownership. This document requires individuals to disclose any mental health issues that may affect their eligibility to possess firearms. Both forms aim to identify individuals who may pose a risk to themselves or others due to mental health conditions. The processes outlined in both documents serve to protect public safety while allowing individuals the chance to clarify or contest any findings that may impact their rights.

Guidelines on How to Fill Out Pennsylvania Instant Check System

Once you have received a denial from the Pennsylvania Instant Check System (PICS), you can initiate a challenge by completing the PICS Challenge Form. This form allows you to contest the decision made regarding your background check. It is essential to fill out the form accurately and completely to ensure a smooth review process.

  1. Obtain the Pennsylvania Instant Check System Challenge Form (SP 4-197).
  2. Type or print clearly using blue or black ink throughout the form.
  3. In Part I, check the appropriate box indicating the reason for your challenge: Purchase/Transfer, License to Carry Firearm, or Return RLEIA/LEOSA.
  4. In Part II, provide the date and location of the background check. If the address is unknown, include the firearm dealer’s name and gun show location.
  5. In Part III, fill in your personal information, including your name, address, date of birth, and social security number. Provide details about any arrests, military history, and current protection orders, if applicable.
  6. Complete the self-certification section at the end of the form, confirming that you understand the information provided and the consequences of false statements.
  7. Sign and date the form on the designated line.
  8. Make sure all pages (1 through 4) are included and that the form is legible and complete.
  9. Mail the completed form to the Pennsylvania State Police, Firearms Division, PICS Challenge Section, at 1800 Elmerton Avenue, Harrisburg, Pennsylvania 17110. Remember, faxed copies will not be accepted.

After submitting your challenge, the Pennsylvania State Police will review your form and respond in writing within five business days. If additional information is needed, you may be contacted. A final decision will be provided within 60 days of receipt of a valid challenge.

Form Preview Example

SP 4-197 (9-2016)

PENNSYLVANIA STATE POLICE

PENNSYLVANIA INSTANT CHECK SYSTEM CHALLENGE

Any challenge to a decision made by the Pennsylvania Instant Check System (PICS) concerning a background check must be completed and submitted by mail (faxed copies will not be accepted), within 30 days from the date ofdenial to the Pennsylvania State Police, Firearms Division, PICS Challenge Section, 1800 Elmerton Avenue, Harrisburg, Pennsylvania 17110. Only background checks processed through PICS that were NOT approved will be processed by the Pennsylvania State Police, PICS Challenge Section.

Please type or print clearly with blue or black ink. ALL CHALLENGES SUBMITTED MUST BE LEGIBLE AND SIGNED AND DATED ON PAGE 4 BY THE APPLICANT OR THEY WILL BE RETURNED. The PennsylvaniaState Police will respond in writing within 5 business days of receipt of this form. You are encouraged to provide additional information for the purpose of review, such as information you may have regarding dispositions on old arrest records, etc., that may be helpful in expediting the processing of your file. Be advised that within 60 days of receipt of a valid challenge, a final decision will be provided to you by this Office. You may also file a separate appeal with the FBI, NICS Section.

PART I: REASON FOR CHALLENGE REQUEST- Check the appropriate box that indicates the type of background check:

Purchase/Transfer

License to Carry

Firearm Return

RLEIA/LEOSA

PART II: DATE AND LOCATION OF BACKGROUND CHECK

Date of background check:

Location of Firearm Dealer/County Sheriff/Police Dept.:

If the address for the above is unknown or check was completed at a gun show, please provide the firearm dealer’s name and the location of the gun show:

PART III:

CHALLENGER’S INFORMATION

 

 

 

 

 

 

Name: (Last)

 

 

 

 

 

(First)

 

 

 

(Middle)

 

 

 

 

 

 

 

 

 

 

 

 

Maiden Name and/or Aliases:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Address:

 

 

 

 

 

 

 

 

 

 

 

 

City & State:

 

 

 

 

 

 

 

 

 

 

Zip Code:

 

 

 

 

 

 

 

 

 

 

 

 

Date of Birth:

 

 

 

Social Security No:

- -

 

 

Place of Birth:

 

 

 

 

 

(Optional, but will help prevent misidentification)

 

 

 

 

 

 

 

 

 

 

 

 

 

Driver’s License or Non-driver’s ID Number:

 

 

 

 

 

State:

 

 

 

 

 

 

 

 

 

 

Other Identification Type/Number:

 

 

 

 

 

State:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sex:

 

 

Race:

 

Height:

 

Weight:

 

Hair Color:

 

Eye Color:

M

F

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Scars/Marks/Tattoos:

 

 

 

 

 

 

 

 

 

 

 

 

Have you ever been arrested in Pennsylvania and/or another state?

Yes

No

Were you ever arrested while in the military?

Yes

No

 

 

 

If yes to any of the above, where?

 

 

 

 

 

 

 

 

 

 

 

 

Did this arrest(s) result in a conviction?

Yes

No

 

 

 

 

 

 

Were you ever adjudicated incompetent or involuntarily committed?

Yes

No

Are you the subject of a current protection from abuse order?

 

 

Yes

No

Telephone Numbers where you may be contacted:

Page 1 of 4

Home: - -

Work:

-

-

Cell:

-

-

Page 2 of 4

CHALLENGE PROCESS INFORMATION

The Pennsylvania Instant Check System (PICS) is required to check state and federal databases in order to determine an individual’s eligibility to acquire a firearm or license to carry a firearm. The following are

prohibitions which at the time of the background check would disqualify an individual from acquiring a firearm or license to carry a firearm.

1.Conviction of a crime enumerated in 18 Pa. C.S. section 6105(b), or any of the conditions of section 6105(c), of the Uniform Firearms Act. (See page 3 for specific information.)

2.Charged with or convicted of a crime punishable by imprisonment for a term exceeding one year, notincluding offenses pertaining to antitrust, unfair trade practices, restraints of trade, or regulation of business; or state offenses classified as misdemeanors and punishable by a term of imprisonment not to exceed two years.

3.Under indictment or information in any court for a crime for which the judge could imprison you for more than one year. An information is a formal accusation of a crime made by a prosecuting attorney. An indictment is a formal accusation of a crime presented to the court by a grand jury.

4.Conviction of an offense under the act of April 14, 1972 (P.L. 233, No. 64), known as the Controlled Substance, Drug, Device and Cosmetic Act (CSDDCA). As provided in 18 Pa. C.S. § 6109(1)(ii), any Pennsylvania drug conviction under the CSDDCA is prohibiting for a license to carry a firearm.

5.Adjudicated delinquent, within the past ten years, for a crime enumerated in 18 Pa.C.S. section 6105 of the Uniform Firearms Act, or for an offense under the Controlled Substance, Drug, Device and Cosmetic Act.

6.Addicted to or an unlawful user of marijuana or a stimulant, depressant, or narcotic drug.

7.Involuntarily committed to a hospital/health care facility for a mental health condition or other treatment, or adjudicated incompetent/incapacitated.

8.An alien illegally or unlawfully in the United States.

9.Discharged from the Armed Forces of the United States under dishonorable conditions.

10.Renounced United States citizenship.

11.Subject of a court order restraining you from harassing, stalking, or threatening an intimate partner or child of such partner.

12.Convicted in any court of a misdemeanor crime of domestic violence. This includes any misdemeanor conviction involving the use or attempted use of physical force committed by a current or former spouse, parent or guardian of the victim, or by a person with a similar relationship to the victim.

Section 6105(a)(1), effective November 22, 1995:

A person who has been convicted of an offense enumerated in subsection (b), within or without this Commonwealth, regardless of the length of sentence or whose conduct meets the criteria in subsection (c) shall not possess, use, control, sell, transfer or manufacture or obtain a license to possess, use, control, sell, transfer or manufactureafirearm in this Commonwealth.

Page 3 of 4

Section 6105(b)

§3921

Theft by unlawful taking or disposition, upon conviction

§908

Prohibited offensive weapons

 

of the second felony offense

§911

Corrupt organizations

§3923

Theft by extortion, when the offense is accompanied by

§912

Possession of weapon on school property

 

threats of violence

§2502

Murder

§3925

Receiving stolen property, upon conviction of the

§2503

Voluntary manslaughter

 

second felony offense

§2504

Involuntary manslaughter, if the offense is based on the

§4906

False reports to law enforcement authorities, if the

 

reckless use of a firearm

 

fictitious report involved the theft of a firearm as

§2702

Aggravated assault

 

provided in 4906(c)(2)

§2703

Assault by prisoner

§4912

Impersonating a public servant, if the person is

§2704

Assault by life prisoner

 

impersonating a law enforcement officer

§2709.1 Stalking

§4952

Intimidation of witnesses or victims

§2716 Weapons of mass destruction

§4953

Retaliation against witness, victim or party

§2901

Kidnapping

§5121

Escape

§2902

Unlawful restraint

§5122

Weapons or implements for escape

§2910 Luring a child into a motor vehicle or structure

§5501(3) Riot

§3121

Rape

§5515

Prohibiting of paramilitary training

§3123

Involuntary deviate sexual intercourse

§5516

Facsimile weapons of mass destruction

§3125

Aggravated indecent assault

§6110.1

Possession of firearm by minor

§3301 Arson and related offenses

§6301

Corruption of minors

§3302 Causing or risking catastrophe

§6302

Sale or lease of weapons and explosives

§3502

Burglary

 

 

§3503 Criminal trespass, if the offense is graded a felony of the

Any offense equivalent to any of the above-enumerated

 

second degree or higher

offenses under the prior laws of this Commonwealth, or any

§3701

Robbery

offense equivalent to any of the above-enumerated offenses

§3702

Robbery of motor vehicle

under the statutes of any other state or of the United States.

Section 6105(c):

Effective November 22, 1995, 18 Pa.C.S. § 6105(c) also prohibits the following persons from possessing, using, controlling, transferring, manufacturing, or obtaining a license to possess, use, control, transfer, or manufacture a firearm in the Commonwealth of Pennsylvania.

ARE YOU A PERSON WHO:

1.is a fugitive from justice; or

2.has been convicted of an offense under the act of April 14, 1972 (P.L. 233, No. 64), known as The Controlled Substance, Drug, Device and Cosmetic Act, or any equivalent Federal statute or equivalent statute of any other state, that may be punishable by a term of imprisonment exceeding two years; or

3.has been convicted of driving under the influence of alcohol or controlled substance as provided in 75 Pa.C.S. § 3802 (relating to driving under influence of alcohol or controlled substance) or the former 75 Pa.C.S. § 3731, on three or more separate occasions within a five-year period. For the purposes of this paragraph only, the prohibition of Section 6105(a) shall only apply to transfers or purchases of firearms after the third conviction; or

4.has been adjudicated as an incompetent or who has been involuntarily committed to a mental institution for inpatient care and treatment under section 302, 303, or 304 of the provisions of the act of July 9, 1976 (P.L. 817, No. 143), known as the Mental Health Procedures Act; or

5.being an alien, is illegally or unlawfully in the United States; or

6.is the subject of an active protection from abuse order issued pursuant to 23 Pa.C.S. § 6108 (relating to relief), which order provides for the relinquishment of firearms during the period of time the order is in effect. This prohibition shall terminate upon the expiration or vacation of an active protection from abuse order or portion thereof relating to the relinquishment of firearms; or

7.was adjudicated delinquent by a court pursuant to 42 Pa.C.S. § 6341 (relating to adjudication) or under any equivalent Federal statute or statute of any other state as a result of conduct which if committed by an adult would constitute an offense under 18 Pa.C.S. sections 2502, 2503, 2702, 2703, 2704, 2901, 3121, 3123, 3301, 3502, 3701, and 3923; or

8.was adjudicated delinquent by a court pursuant to 42 Pa.C.S. § 6341 or under any equivalent Federal statute or statute of any other state as a result of conduct which if committed by an adult would constitute an offense enumerated in 18 Pa.C.S. § 6105(b) with the exception of those crimes set forth in paragraph 7. This prohibition shall terminate 15 years after the last applicable delinquent adjudication or upon the person reaching the age of 30, whichever is earlier.

9.is prohibited from possessing or acquiring a firearm under 18 U.S.C. § 922(g)(9) (relating to unlawful acts) who has been convicted in any court of a misdemeanor crime of domestic violence by a person in any of the following relationships: (i) the current or former

spouse, parent or guardian of the victim; (ii) a person with whom the victim shares a child in common; (iii) a person who cohabits with or has cohabited with the victim as a spouse, parent or guardian; or (iv) a person similarly situated to a spouse, parent, or guardian of the victim; then the relationship need not be an element of the offense to meet the requirements of this paragraph.

PRIVACY ACT NOTICE

Solicitation of this information is authorized under Title 18 Pa.C.S. § 6111. Disclosure of your social security number is voluntary. Your social security number, if provided, may be used to verify your identity and prevent misidentification. All information supplied, including your social security number, is confidential and not subject to public disclosure.

Page 4 of 4

The following information refers to situations most often misunderstood regarding denials.

1.Federal law prohibits a person who is under indictment for, or has been convicted of a crime that would be punishable by a term of imprisonment exceeding one year, or state misdemeanors punishable by a term of imprisonment exceeding two years (under current PA law, any offense graded as an M-1 or higher would be prohibiting). The key issue here is the maximum penalty you could have received for the crime, not the actual penalty that you did receive.

2.A conviction includes a finding of guilty or the entering of a plea of guilty or nolo contendere, whether or not judgment of sentence has been imposed, as determined by the law of the jurisdiction in which the prosecution was held. The term does not include a conviction which has been expunged or overturned or for which an individual has been pardoned unless the pardon expressly provides that the individual may not possess or transport firearms. State relief may still be required in order to fully restore firearm rights.

3.There are no time limits on old arrest records. If you have an old conviction for a charge that would be prohibiting, it will still prohibit you regardless of whether the record is 1 year old or 50 years old.

4.Many times an individual will hit on an old military record regarding AWOL or desertion. In most cases, all that is needed to clear this up is a copy of the individual’s honorable discharge. Also, military records often do not contain offense disposition information. If a copy of the official case disposition and a copy of the honorable discharge are provided, this may expedite research of the challenge.

________________________________________________________________________________

SELF CERTIFICATION

I hereby confirm that I have read all information contained in Form SP 4-197, Pennsylvania Instant Check System Challenge.

I understand that if I knowingly make any false statements herein, I am subject to penalties prescribed by law. This certification/acknowledgment is made subject to both the penalties of section 4904 of the Crimes Code (18 Pa. C.S. § 4904, relating to unsworn falsification to authorities), a misdemeanor of the third degree, subject to not more than one year of imprisonment and/or a fine not exceeding $2,500; and the Uniform Firearms Act, which is a felony of the third degree, subject to not more than 7 years imprisonment and/or a fine not exceeding $15,000.

I hereby authorize the Pennsylvania State Police to receive any documents, including mental health documents, as well as physician’s determination relating to commitment, necessary to make

a determination with regard to this challenge. I waive any rights to confidentiality in these documents by signing this certification.

SIGNATURE

 

DATE

NOTE: All challenges submitted must be signed, dated, and complete. Pages 1 through 4 must be submitted for a challenge to be considered complete. Any challenge received that is not filled out completely, signed, and dated will be returned.

Page 5 of 4

Form Information

Fact Name Details
Form Identifier The form is identified as SP 4-197, and it was last revised in September 2016.
Submission Method Challenges must be submitted by mail only. Faxed copies are not accepted.
Response Time The Pennsylvania State Police will respond in writing within 5 business days of receiving the challenge.
Challenge Deadline Challenges must be submitted within 30 days from the date of denial.
Governing Law The challenge process is governed by Title 18 Pa.C.S. § 6111, which outlines the eligibility requirements for firearm ownership.
Legibility Requirement All challenges must be legible and signed by the applicant; otherwise, they will be returned.